Scrip offers in takeovers. Read more ›
Last day to submit returns. Read more ›
Only continuous issuers and entities that did not require a prospectus as a result of a FMA exemption can continue to offer under the Securities Act. Read more ›
The FMA has obtained interim asset preservation orders over the assets of PTT Limited, Steven Robertson and associated entities. Clients of PTT Ltd should register with the appointed receiver, PwC. Further information and contact details are available here.
The FMA has issued a stop order against Green Gardens Finance Trust Limited and warns the public to be wary of depositing money or dealing with this company. If you have deposited funds with this company please contact us.
Submissions close Thursday 24 September 2015. Read more ›
We are seeking comment on whether there is a need for exemption relief for issuers offering securities as part of a ‘scrip bid’ in a takeover offer.
Submissions close Friday 25 September 2015. Read more ›
Throughout 2015 we will be consulting on a number of matters including the FMC Act class exemptions & other legislative tools to support implementation of the FMC Act.
See what we have planned for both public and targetted consultation Read more >
Arena Capital Limited was placed into liquidation in the Christchurch High Court on 24 July 2015. Korda Mentha (the current receivers of Arena) have been appointed as liquidators. The receivers’ update to the Companies Office can be found here and the amended update on the KordaMentha website noting the liquidation of Arena can be found here.
Update: Further details here about the next steps in the distribution process for eligible investors, being administered by Deloitte.
The FMA and former directors of the Hanover Finance Companies and former directors of Hanover Group Limited have reached a settlement of the civil proceedings commenced by the FMA in March 2012. Find out more here.
Deloitte has been appointed to design, manage and oversee the distribution process. More information can be found here.
In October 2014, Allister Knight and Murray Alcock (the Directors) offered Enforceable Undertakings to FMA relating to entities comprising the SPI group of companies, pursuant to section 46 of the FMA Act 2011.